⚠ Directive 12 Compliance Assessment

Are You Ready to Submit Your
RMCP by 9 October 2026?

Assess whether your firm's RMCP and wider FICA compliance position align with section 42 of the FIC Act, relevant PCCs and current FIC guidance.

Answer 11 questions about your firm's compliance position. Get instant clarity — backed by real FIC inspection and enforcement outcomes — and download your personalised assessment report.

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11 Key Areas Registration, RCR submissions, RMCP, CDD, TFS and more

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Real Enforcement Guidance informed by actual FIC inspections and sanctions

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Gap Identification Identify compliance gaps before the regulator does

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YOUR RESULTS

Directive 12 Compliance Assessment

YOUR ASSESSMENT RESULTS

What you selected — and what it means

Published enforcement examples are provided for regulatory context only and do not represent an estimated or automatic sanction applicable to your firm.

Area assessed	Your answer	Position	Regulatory exposure / enforcement context

PERSONALISED REPORT

Download your assessment

Your PDF reproduces the outcome generated from each answer you selected: Your Position, Why This Matters and What To Do Next, together with relevant public regulatory references.

FICA FRIENDLY

Need support with your FICA compliance?

Whether you need to close an identified gap, review an existing RMCP or confirm that your current compliance framework reflects your firm’s activities, FICA Friendly can assist.